Brokers are starting to see a more proactive and intrusive supervisory regime around the Client Asset Sourcebook (CASS) Rules from the FCA and their auditors. But how can you make sense of this new approach? And what do you need to do to ensure that you are well positioned to deal with its implications?
Drawing on over 18 months of first-hand experience with a large number of brokers (we are the number one provider of CASS audits for insurance intermediaries) and ongoing discussions with the regulator, PKF Littlejohn’s broker team will examine these and other key issues around the tougher client money supervisory regime.
Breakfast will be served from 8.00am. The seminar will begin at 8.30am and should conclude by 09.45am.
To register for the seminar, please contact Joseph Meakin on firstname.lastname@example.org or +44 (0)20 7516 2492.